Compliance, Accounting, and SOC Lead
Compliance / Regulatory · Full-time
New York, NY, USA
The role
Protect the company. You own every regulatory, accounting, fiduciary, licensing, audit, and security function, and you run compliance as software rather than as a checklist.
What you will own
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Multi-state licensing and renewals, surplus-lines tax filings, E&O, NIPR and Sircon
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Bookkeeping, AR and AP, carrier-statement and commission reconciliation, premium and fiduciary handling, and the monthly close
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The SOC 2 audit and the compliance platform, vendor risk, pentest remediation, and exam readiness
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The controls that wrap our automation, since our agents quote, bind, and email
What we are looking for
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2 to 7 years. A sharp operator who builds systems works here, and so does a seasoned compliance lead
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P&C agency compliance with multi-state and surplus-lines licensing
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Accounting fluency: GAAP basics, commission accounting, ideally insurance trust or fiduciary accounting
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Hands-on experience taking a company through a SOC 2 audit
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Comfort running compliance as software, because our controls are automated
Who does well here
Meticulous and audit-grade, a nothing-slips owner of 50-plus moving deadlines, builds systems instead of doing rote tasks, calm under exam.